FP-Canada approved for 1 CE credit

The FP Canada CE Credit logo and QAFP marks are trademarks of FP Canada. CFP®, CERTIFIED FINANCIAL PLANNER® and are certification trademarks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). FP Canada is the marks licensing authority for the CFP marks in Canada, through agreement with FPSB.  

Course Description

Category Credits: 1 Professional Responsibility Credit for FP Canada + 1 Business Conduct - Ethics Credit for MFDA 

FP Canada's code of ethics is reviewed with reference to the various elements such as fairness, integrity, loyalty that customer, objectivity competence, fairness, confidentiality, professionalism, etc. A summary of the FP Canada's complaints for various allegations indicates that diligence, integrity, and forgery are the three main reasons for client complaints. Some of the cases on the FP Canada website are reviewed and the penalty for each case is provided to indicate the extent of enforcement undertaken by FP Canada. IIROC business conduct and client account rules are reviewed which are a guideline for dealing with clients, due diligence, suitability, sales practices, communication, keeping records, and supervision. Finally, the rules for education and experience for various roles within the security industry are provided.


Students must pass the final exam before a certificate will be issued.  

Sign up for the CE Subscription and get unlimited access to our FP Canada reviewed and approved CE courses.

Lead LLQP Instructor

Professor Adam (Aizad) Ahmad, MBA, MSc, LLQP

Earning his MBA in the UK, Adam holds many professional designations in finance to include: CSC, BCO, IFIC, LLQP, PFP, CPH, Real Estate and more.  Starting his career working for large financial institutions like Sun Life, Edward Jones, Scotiabank, and others, Adam followed his passion for education and moved on to teach life insurance and other financial certifications at various colleges in Ontario.

Now at PNC Learning, Adam helps us with our instructional design and LLQP pre-licensing and CE training.

Course curriculum

  • 1

    Video

    • FP Canada Disclaimer

    • Ethical Dilemmas in the Financial Industry Video
  • 2

    Quiz

    • Ethical Dilemmas in the Financial Industry Quiz

  • $120.00 / year

    $120.00 / yearFP Canada & MFDA CE Course Bundle

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