FP-Canada approved for 1 CE credit

The FP Canada CE Credit logo and QAFP marks are trademarks of FP Canada. CFP®, CERTIFIED FINANCIAL PLANNER® and are certification trademarks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). FP Canada is the marks licensing authority for the CFP marks in Canada, through agreement with FPSB.  

Course Description

Category Credits: 1 Professional Responsibility for FP Canada + 1 Business Conduct - Ethics for MFDA    

These case studies are related to client advice, disclosure, marketing, and client relationships, disclosure, marketing, and client relationships. They provide examples where financial planners have breached the code of ethics. The cases discuss topics such as conflict of interest, misrepresentation, suitability, referral agreements, knowledge of law, duty to employer, record keeping, fair dealing, independence & objectivity. 


Students must pass the final exam before a certificate will be issued.  

Sign up for the CE Subscription and get unlimited access to our FP Canada reviewed and approved CE courses.

Lead LLQP Instructor

Professor Adam (Aizad) Ahmad, MBA, MSc, LLQP

Earning his MBA in the UK, Adam holds many professional designations in finance to include: CSC, BCO, IFIC, LLQP, PFP, CPH, Real Estate and more.  Starting his career working for large financial institutions like Sun Life, Edward Jones, Scotiabank, and others, Adam followed his passion for education and moved on to teach life insurance and other financial certifications at various colleges in Ontario.

Now at PNC Learning, Adam helps us with our instructional design and LLQP pre-licensing and CE training.

Course curriculum

  • 1

    Video

    • FP Canada Disclaimer

    • Ethics & Compliance in The Financial Sector Video
  • 2

    Quiz

    • Ethics & Compliance in The Financial Sector Quiz

  • $120.00 / year

    $120.00 / yearFP Canada & MFDA CE Course Bundle

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